Archive for the ‘Securities’ Category

Federal Securities Laws Basics

Thursday, October 1st, 2009

So let’s say you’ve just started a small company and want to offer shares, whether to yourself, investors, employees, or others. What sort of requirements will you have to comply with? There are many, whether on the federal level (through the SEC and IRS) or on the state level. SEC registration requirements can present some of the more complicated and difficult issues to understand when starting a company. In this article, I’ll try to concisely address and clarify some of those issues. (more…)

Financing Startups

Tuesday, December 16th, 2008

While browsing through earth2tech’s daily roundup of headlines for green startups we came across a couple of stories about startups receiving “Series A funding,” which made us think about the many ways to finance new businesses. Getting an idea from A to Z requires money, often from an outside source (if you can get any these days).  Outside money typically comes in the form of bank loans, a sale of securities (often called a “private placement of securities”), venture capital or government (more…)