Our Attorneys

Rick Smith

Rick Smith

Partner / San Francisco

Practice Areas

Bar Admissions

California, 2014
New York, 2006
U.S. District Court, Southern New York


Georgetown University Law Center, J.D.
Columbia University, M.A. French
Emory University, B.A. International Relations

Rick Smith is a counsel in our San Francisco office.  His practice focuses on commercial litigation and securities arbitration and litigation representing broker-dealers, registered representatives, registered investment advisers, and other professionals.  He advises and represents clients in regulatory actions by the SEC, FINRA, and state regulators.  Rick also has extensive experience representing institutional investors and trustees in various residential mortgage-backed securities matters in state and federal courts.

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